ALBERT F SCHRECK is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 26301 US HWY 19 N, CLEARWATER, FL, 33761.
ALBERT F SCHRECK has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 25, 1980
Disclosure History
ALBERT F SCHRECK has 2 Disclosure Event(s).
Date: November 20, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES REPLACEMENT OF EXISTING VARIABLE ANNUITY CONTRACT WAS UNSUITABLE. NO SPECIFIC DAMAGES ALLEGED.
Date: December 07, 1982 Category: Customer Dispute Settlement Amount: $10,000.00 Broker Comment: [SRR NOTES] ONSEPTEMBER 4, 1984 MERRILL LYNCH AND ALBERT F. SCHRECK, III - F/C#0108 - SETTLED A $10,000 AGREEMENT WITH {CUSTOMER} - MERRILL LYNCH{ACCOUNT #} SCHRECK AGREED TO PAY THIS AMOUNT TO THE FIRM.THERE WAS NO EVIDENE OF ANY VIOLATION OF ANY RULES, POLICIES ORPROCEDURES BY MERRILL LYNCH, SCHRECK OR ANY MERRILL LYNCHEMPLOYEE. THE DATE OF THE COMPLAINT WAS DECEMBER 7, 1982.[SRR NOTES]THE ABOVEMENTIONED COMPLAINT WAS FILED BY {CUSTOMER}. THE {CUSTOMER} FILED A VERBAL COMPLAINT AT MERRILL LYNCHBRANCH OFFICE WITH THE MANAGER ALLEGING UNSUITABILITY OF LONGISLAND LIGHT DUE TO THE LOWERING OF THE QRQ OPINION. THE CLIENTSSETTLED FOR $10,000.00 WHICH WAS PAID TO MERRILL LYNCH IN FULLBY ALBERT F. SCHRECK. THERE WAS NO SPECIFIC MONETARY AMOUNTSOUGHT.
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