ALBERT HOWARD WHEELER is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 4140 PARKLAKE AVENUE, GLENLAKE ONE, SUITE 300, RALEIGH, NC, 27612.
ALBERT HOWARD WHEELER has worked at JANNEY MONTGOMERY SCOTT LLC since October 04, 1982
Disclosure History
ALBERT HOWARD WHEELER has 1 Disclosure Event(s).
Date: December 07, 1998 Category: Customer Dispute Allegations: ALLEGATIONS: CHURNING Damage Amount Requested: $534,770.00 Damages Granted: $36,822.39 Broker Comment: THE NYSE ARBITRATION PANEL DECIDED AND DETERMINED IN FULL AND FINAL SETTLEMENT BETWEEN THE PARTIES THAT: (1) ALBERT WHEELER SHALL PAY TO CUSTOMER $4,000.00. NO INTEREST IS AWARDED; (2) JMS, SANDER AND TICKNER SHALL PAY CUSTOMER $32,822.39. THE AMOUNT AWARDED INCLUDES INTEREST; AND (3) FORUM FEES, PAYABLE TO NYSE ARE ASSESSED AGAINST CUSTOMER AND THE RESPONDENTS EQUALLY, EACH SIDE TO PAY ONE-HALF OF THE FEES.
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