ALEJANDRO CASTANEDA MARTINEZ

ALEJANDRO CASTANEDA MARTINEZ is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 36132 HIDDEN SPRINGS ROAD, WILDOMAR, CA, 92595.

ALEJANDRO CASTANEDA MARTINEZ has worked at J.P. MORGAN SECURITIES LLC since April 14, 2014

Disclosure History

ALEJANDRO CASTANEDA MARTINEZ has 7 Disclosure Event(s).

Date: June 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 15, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 15, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALEJANDRO CASTANEDA MARTINEZ, click here.

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