ALEJANDRO OCTAVIO RODRIGUEZ

ALEJANDRO OCTAVIO RODRIGUEZ is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 5010 WATERIDGE VISTA DR, SAN DIEGO, CA, 92121.

ALEJANDRO OCTAVIO RODRIGUEZ has worked at TD AMERITRADE, INC. since June 20, 2017

Disclosure History

ALEJANDRO OCTAVIO RODRIGUEZ has 2 Disclosure Event(s).

Date: November 30, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 19, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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