ALEKSANDR VIKTOROVICH SLYUSAREV is currently employed as a Broker and/or Investment Adviser at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at 929 108th Ave NE, SUITE 720, BELLEVUE, WA, 98004.
ALEKSANDR VIKTOROVICH SLYUSAREV has worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC since November 15, 2016
ALEKSANDR VIKTOROVICH SLYUSAREV has 2 Disclosure Event(s).
Date: November 18, 2016 Category: Customer Dispute Allegations: Clients allege the financial advisor misrepresented the Guided Solutions accounts they established in August2016. Clients also allege the financial advisor sold shares of TCK on 8/9/2016 without the properauthorization. Damage Amount Requested: $5,000.00 Settlement Amount: $1,114.17 Broker Comment: Based on the firm's review, the clients were permitted to exit Guided Solutions and were reimbursed a totalof $1,114.17 for management fees incurred to date.
Date: November 08, 2016 Category: Customer Dispute Allegations: Client alleges the financial advisor sold a Dow Chemical Bond held in her account on July 29, 2016 withouther authorization. Damage Amount Requested: $5,000.00 Broker Comment: The client funded an advisory account which is by nature discretionary. Any transactions that occurred in that account were authorized by the client through a signed client agreement and were in accordance with the program. The advisor DID NOT and could not trade securities in that account as it was a managed account. The opening and funding of the account was authorized by the client.Based on the firm's review, the client's claim was denied.
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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