ALEKSANDR VIKTOROVICH SLYUSAREV is currently employed as a Broker and/or Investment Adviser at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at 929 108th Ave NE, SUITE 720, BELLEVUE, WA, 98004.
ALEKSANDR VIKTOROVICH SLYUSAREV has worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC since November 15, 2016
Disclosure History
ALEKSANDR VIKTOROVICH SLYUSAREV has 2 Disclosure Event(s).
Date: November 18, 2016 Category: Customer Dispute Allegations: Clients allege the financial advisor misrepresented the Guided Solutions accounts they established in August2016. Clients also allege the financial advisor sold shares of TCK on 8/9/2016 without the properauthorization. Damage Amount Requested: $5,000.00 Settlement Amount: $1,114.17 Broker Comment: Based on the firm's review, the clients were permitted to exit Guided Solutions and were reimbursed a totalof $1,114.17 for management fees incurred to date.
Date: November 08, 2016 Category: Customer Dispute Allegations: Client alleges the financial advisor sold a Dow Chemical Bond held in her account on July 29, 2016 withouther authorization. Damage Amount Requested: $5,000.00 Broker Comment: The client funded an advisory account which is by nature discretionary. Any transactions that occurred in that account were authorized by the client through a signed client agreement and were in accordance with the program. The advisor DID NOT and could not trade securities in that account as it was a managed account. The opening and funding of the account was authorized by the client.Based on the firm's review, the client's claim was denied.
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