ALEX ALBERTO ASTUDILLO

ALEX ALBERTO ASTUDILLO is currently employed as a Broker and/or Investment Adviser at BOLTON GLOBAL CAPITAL located at 801 Brickell ave, Suite 2260, Miami, FL, 33131.

ALEX ALBERTO ASTUDILLO has worked at BOLTON GLOBAL CAPITAL since June 06, 2016

Disclosure History

ALEX ALBERTO ASTUDILLO has 1 Disclosure Event(s).

Date: February 03, 2017
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES UNAUTHORIZED TRADING IN MAY 2016
Settlement Amount: $5,000.00
Broker Comment: Mr. Astudillo vigorously denies the allegation. As a business decision and to avoid the costs and uncertainties of litigation, the firm settled the matter for the stated dollar amount without Mr. Astudillo's approval, consent or contribution.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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