ALEX ROBERT FENTON

ALEX ROBERT FENTON is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 10653 S. RIVER FRONT PKWY., SUITE 100-C, SO. JORDAN, UT, 84095.

ALEX ROBERT FENTON has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since July 21, 2014

Disclosure History

ALEX ROBERT FENTON has 1 Disclosure Event(s).

Date: September 19, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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