ALEX MICHAEL KNEPP

ALEX MICHAEL KNEPP is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 560 S STATE RD 57, WASHINGTON, IN, 47501.

ALEX MICHAEL KNEPP has worked at LPL FINANCIAL LLC since October 06, 2009

Disclosure History

ALEX MICHAEL KNEPP has 1 Disclosure Event(s).

Date: September 10, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION.
Damage Amount Requested: $12,741.71
Settlement Amount: $12,741.71

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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