ALEX PAPADOPOULOS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 123 N. WACKER DR., SUITE 2300, CHICAGO, IL, 60606.
ALEX PAPADOPOULOS has worked at LPL FINANCIAL LLC since June 27, 2014
Disclosure History
ALEX PAPADOPOULOS has 1 Disclosure Event(s).
Date: November 14, 2008 Category: Customer Dispute Allegations: TRUSTEE ALLEGES THE FINANCIAL ADVISOR MISREPRESENTED THE MUTUAL FUND PURCHASED IN APRIL 2008. COMPENSATORY DAMAGES SPECIFIED AS $60,329.17. Damage Amount Requested: $60,329.17 Settlement Amount: $72,248.90 Broker Comment: THE FINANCIAL ADVISOR ADAMANTLY DISAGREES WITH THE ALLEGATIONS. THE MUTUAL FUND THAT WAS PURCHASED BY THE CLIENT WAS DISCUSSED IN DETAIL BY THE CLIENT AND THE FINANCIAL ADVISOR IN PERSON. FURTHERMORE, THE FEES, RISKS, BENEFITS, AND INTRICATE DETAILS OF THE MUTUAL FUND WERE DISCLOSED IN THE PROSPECTUS AND PROPRIETARY MUTUAL FUND ACKNOWLEDGEMENT FORM SIGNED BY THE CLIENT. THE FINANCIAL ADVISOR WAS NOT PRIVY TO THE SETTLEMENT, DID NOT CONTRIBUTE ANY MONEY TO THE SETTLEMENT AGREEMENT, AND NEVER MADE A MISREPRESENTATION.
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