ALEX SANTIAGO

ALEX SANTIAGO is currently employed as a Broker and/or Investment Adviser at FORESTERS FINANCIAL SERVICES, INC. located at RARITAN PLAZA 1, P.O. BOX 7838, EDISON, NJ, 08818-7838.

ALEX SANTIAGO has worked at FORESTERS FINANCIAL SERVICES, INC. since September 17, 2014

Disclosure History

ALEX SANTIAGO has 1 Disclosure Event(s).

Date: June 07, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $3,848.56
Judgment/Lien Type: Civil
Broker Comment: It was a credit card judgment. They are asking for my wages to be garnished until the judgment is satisfied.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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