ALEX JEFFREY THORESON

ALEX JEFFREY THORESON is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 6200 OLD DOBBIN LANE, SUITE 100, COLUMBIA, MD, 21045.

ALEX JEFFREY THORESON has worked at AXA ADVISORS, LLC since May 18, 2015

Disclosure History

ALEX JEFFREY THORESON has 1 Disclosure Event(s).

Date: March 27, 2014
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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