ALEX LANE VASICHEK

ALEX LANE VASICHEK is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 5195 45th St. S, Suite 200, Fargo, ND, 58104.

ALEX LANE VASICHEK has worked at MML INVESTORS SERVICES, LLC since May 06, 2013

Disclosure History

ALEX LANE VASICHEK has 1 Disclosure Event(s).

Date: October 21, 2015
Category: Regulatory
Initiated By: North Dakota Insurance Department
Allegations: the registered rep failed to disclose a criminal conviction on his application for state insurance license in October 2015.
Resolution: Order SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s)

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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