ALEX M WILSON is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 2423 E. Lincoln Drive, Phoenix, AZ, 85016.

ALEX M WILSON has worked at CHARLES SCHWAB & CO., INC. since July 20, 2017

Disclosure History

ALEX M WILSON has 1 Disclosure Event(s).

Date: April 10, 2017
Category: Employment Separation After Allegations
Firm Name: USAA Financial Advisors, Inc.
Termination Type: Discharged
Allegations: Allegations that registered representative improperly sought compensation credit to which he was not entitled.
Broker Comment: I deny all allegations and will be seeking to have all allegations expunged from forms U4 and U5 through mediation and/or arbitration.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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