Alex Zamoyski is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 200 PARK AVE, NEW YORK, NY, 10166.
Alex Zamoyski has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since January 01, 2012
Alex Zamoyski has 1 Disclosure Event(s).
Date: October 15, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT REGISTERED REPRESENTATIVE FAILED TO FOLLOW TRADING INSTRUCTIONS IN OCTOBER, 2014.(ACTIVITY PERIOD OCTOBER 13, 2014 TO OCTOBER 15, 2014). Damage Amount Requested: $5,000.00
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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