ALEXANDER APELLES is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 3700 BUFFALO SPEEDWAY, HOUSTON, TX, 77098.
ALEXANDER APELLES has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 05, 2006
Disclosure History
ALEXANDER APELLES has 2 Disclosure Event(s).
Date: January 23, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE SALE OF A VARIABLE ANNUITY WAS UNSUITABLE. Damage Amount Requested: $9,100.00 Settlement Amount: $11,900.00
Date: October 08, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT MR. APPELLES SUGGESTED THEY SELL THEIR VARIABLE ANNUITY AND MUTUAL FUNDS WITHOUT FEES OR SURRENDER CHARGES................... Damage Amount Requested: $10,000.00
More Information
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