ALEXANDER CHARLES BORSUK

ALEXANDER CHARLES BORSUK is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 101 COLLEGE RD E, 2ND FLOOR, PRINCETON, NJ, 08540.

ALEXANDER CHARLES BORSUK has worked at AMERIPRISE FINANCIAL SERVICES, INC. since March 02, 2012

Disclosure History

ALEXANDER CHARLES BORSUK has 2 Disclosure Event(s).

Date: September 23, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $32,343.80
Judgment/Lien Type: Tax

Date: June 20, 2011
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION IN THE SALE OF A 1998 VARIABLE LIFE INSURANCE POLICY. DAMAGES UNSPECIFIED.
Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER'S COMPLAINT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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