Alexander L Colon

Alexander L Colon is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 10 TRIPPS LANE, MAILSTOP: RTL195, EAST PROVIDENCE, RI, 02915.

Alexander L Colon has worked at CITIZENS SECURITIES, INC. since November 16, 2017

Disclosure History

Alexander L Colon has 1 Disclosure Event(s).

Date: October 10, 2007
Category: Criminal
Charges: Shoplifting by Asportation C266 S30A
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Alexander L Colon, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.