ALEXANDER PRESCOTT COY

ALEXANDER PRESCOTT COY is currently employed as a Broker and/or Investment Adviser at THE HUNTINGTON INVESTMENT COMPANY located at VALLEY FARMS, 15431 S. US-27, LANSING, MI, 48906.

ALEXANDER PRESCOTT COY has worked at THE HUNTINGTON INVESTMENT COMPANY since August 29, 2014

Disclosure History

ALEXANDER PRESCOTT COY has 1 Disclosure Event(s).

Date: April 07, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: BACK IN LATE 2009 I BEGAN WORKING WITH A DEBT/CREDIT MANAGEMENT COMPANY TO PAY OFF BALANCES OWED ON CREDIT CARDS. ESSENTIALLY I WOULD BE MAKING A MONTHLY PAYMENT TO THIS NON-PROFIT COMPANY AND THEY WOULD BE PAYING EACH OF MY CREDITORS ON MY BEHALF TO HELP GET MY CREDIT DEBT PAID AS QUICKLY AS POSSIBLE. IT WAS MY UNDERSTANDING THAT THE CREDITOR MENTIONED ABOVE WOULD BE INCLUDED IN THIS PLAN, AND I WAS INSTRUCTED NOT TO MAKE PAYMENTS DIRECTLY TO ANY OF MY CREDITORS. AFTER SEVERAL MONTHS I WAS INFORMED THAT THE CREDITOR MENTIONED ABOVE COULD NOT BE INCLUDED IN THIS PLAN. BECAUSE OF THIS THE ACCOUNT BECAME DELINQUENT AND LATE FEES AND OVER LIMIT FEES RESULTED. I SPOKE WITH THE CREDITOR AND THEY AGREED TO SETTLE THE ACCOUNT FOR $3000.00.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALEXANDER PRESCOTT COY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.