ALEXANDER EMANUEL FERNANDEZ is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 201 SOUTH BISCAYNE BLVD, MIAMI, FL, 33131.
ALEXANDER EMANUEL FERNANDEZ has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ALEXANDER EMANUEL FERNANDEZ has 2 Disclosure Event(s).
Date: August 08, 2012 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE, INTER ALIA, THAT FROM 2005 TO 2009 THE FA BREACHED HIS FIDUCIARY TO THE CLIENT BY FAILING TO INFORM THEM OF OR TAKE ANY ACTION TO STOP THE FRAUDULENT TRANSACTIONS AND THEFT OF FUNDS IN THE INVESTMENT ACCOUNT. Broker Comment: THIS CASE HAS BEEN COMPELLED TO ARBITRATION. THE APPEAL TO THE ORDER GRANTING MORGAN STANLEY'S MOTION TO COMPEL ARBITRATION WAS DISMISSED.
Date: September 22, 2008 Category: Customer Dispute Allegations: THE CLIENT ALLEGED MISREPRESENTATION AND UNSUITABILITY WITH RESPECT TO INVESTMENTS - 04/2007 - 05/2007.DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
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