ALEXANDER KOLTON

ALEXANDER KOLTON is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at 11453 E WHITETHORN DRIVE, SCOTTSDALE, AZ, 85262.

ALEXANDER KOLTON has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since March 03, 2017

Disclosure History

ALEXANDER KOLTON has 3 Disclosure Event(s).

Date: February 20, 2018
Category: Customer Dispute
Allegations: The client alleged the variable annuity sold to her in December 2017 was not accurately explained.
Broker Comment: After providing clarification regarding the variable annuity and its living benefit rider, the client indicated that she now fully understands what she purchased.

Date: December 11, 2015
Category: Financial
Type: Compromise
Disposition: compromise

Date: August 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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