ALEXANDER WILLIAM LIPPERT

ALEXANDER WILLIAM LIPPERT is currently employed as a Broker and/or Investment Adviser at SECURIAN FINANCIAL SERVICES, INC. located at 1755 TELSTAR DRIVE, SUITE 501, COLORADO SPRINGS, CO, 80920.

ALEXANDER WILLIAM LIPPERT has worked at SECURIAN FINANCIAL SERVICES, INC. since February 09, 2011

Disclosure History

ALEXANDER WILLIAM LIPPERT has 1 Disclosure Event(s).

Date: June 01, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES VARIABLE ANNUITY IS NOT SUITABLE FOR HER NEEDS.
Damage Amount Requested: $5,000.00
Broker Comment: REVIEW OF THE CLIENT'S COMPLAINT BY THE MEMBER FIRM FOUND NO BASIS FOR THE ALLEGATIONS. AS A RESULT THE COMPLAINT HAS BEEN DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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