ALEXANDER SVISTOONOFF is currently employed as a Broker and/or Investment Adviser at CROWN CAPITAL SECURITIES, L.P. located at 8080 MADISON AVE., STE. 102A, FAIR OAKS, CA, 95628.
ALEXANDER SVISTOONOFF has worked at CROWN CAPITAL SECURITIES, L.P. since February 07, 2017
Date: June 10, 1996 Category: Customer Dispute Allegations: MISREPRESENTATION NEGLIGENCE AND BREACH OFFIDUCIARY DUTY $100,000 Damage Amount Requested: $100,000.00 Settlement Amount: $15,000.00 Broker Comment: SETTLED FOR $7,500 CASH FROM ALEX SVISTONOFF AND$7500 CASH FROM QUEST SECURIT IES INC.IN OUT INTERVIEW, [CUSTOMER] ADVISED ME THATHE WANTED MAXIMUM INCOME. HE TOLD ME THAT HE HAD A NET WORTHIN EXCESS OF $2,000,000 AND THAT THERE WOULD BE NO PROBLEM INHIS INVESTING $100,000.00 IN A NOTE BECAUSE THAT MONEY WASDESIGNATED TO A CHARITABLE REMAINING TRUST. THIS WOULD ALLOWHIM TO GET THE INCOME AND TAX DEDUCTIONS ASSOCAITED WITH IT. [CUSTOMER] IMPRESSED ME A S A VERY KNOWLEDGEABLE INDIVIDUAL. HEHAD INVESTED QUITE A LARGE SUM IN NO LOAD MUTUAL FUNDS WHEREBYHE MADE HIS OWN INVESTMENT DECISIONS. HE WAS VERYKNOWLEDGEABLE ABOUT THE VARIOUS FEES AND EXPENSES OF MUTUALFUNDS AND HE IS VERY WELL QUALIFIED TO EVALUATE THEINVESTMENTS, AND TOWERS NOTE SEEMED TO BE PROPER FOR HIM.
Date: March 01, 1996 Category: Customer Dispute Allegations: CUSTOMER HAD LOSS ON INVESTMENT AND WANTED HIS MONEY BACK, COMPLAINT WAS NOT AGAINST REP, HE JUST WANTED THE MONEY BACK THAT HE LOST ON THE INVESTMENT Damage Amount Requested: $10,000.00 Settlement Amount: $10,000.00
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