ALEXANDER LEE WOMACK

ALEXANDER LEE WOMACK is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 3000 TD Ameritrade Lane, Southlake, TX, 76092.

ALEXANDER LEE WOMACK has worked at TD AMERITRADE, INC. since March 21, 2016

Disclosure History

ALEXANDER LEE WOMACK has 1 Disclosure Event(s).

Date: September 26, 2010
Category: Criminal
Charges: THEFT LESS THAN $50 - CLASS C MISDEMEANOR
Disposition: Deferred Adjudication

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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