ALEXIS MICHELLE LEDESMA

ALEXIS MICHELLE LEDESMA is currently employed as a Broker and/or Investment Adviser at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at 2850 LAKE VISTA DRIVE, SUITE 300, LEWISVILLE HUB, LEWISVILLE, TX, 75067.

ALEXIS MICHELLE LEDESMA has worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC since October 15, 2015

Disclosure History

ALEXIS MICHELLE LEDESMA has 2 Disclosure Event(s).

Date: February 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Following a car accident, I was not able to maintain payments to this creditor. I contacted them a few years later to resolve the debt.

Date: February 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Following a car accident, I was not able to maintain payments to this creditor. I contacted them a few years later to resolve the debt.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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