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Alexis Trapp Purnell is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 9753 CROSSPOINT BLVD, INDIANAPOLIS, IN, 46256.
Alexis Trapp Purnell has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since November 06, 2017
Alexis Trapp Purnell has 2 Disclosure Event(s).
Date: December 17, 2009All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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