Alexis Trapp Purnell

Alexis Trapp Purnell is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 9753 CROSSPOINT BLVD, INDIANAPOLIS, IN, 46256.

Alexis Trapp Purnell has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since November 06, 2017

Disclosure History

Alexis Trapp Purnell has 2 Disclosure Event(s).

Date: December 17, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: March 31, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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