ALFRED SEYMOUR GLAZIER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at MACK CENTRE IV, SOUTH 61 - PARAMUS ROAD, PARAMUS, NJ, 07652.
ALFRED SEYMOUR GLAZIER has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ALFRED SEYMOUR GLAZIER has 1 Disclosure Event(s).
Date: November 23, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAUTHORIZED PURCHASES BY FINANCIAL ADVISOR IN HIS ACCOUNT ON OR ABOUT JULY 12, 2007 Damage Amount Requested: $200,000.00 Settlement Amount: $20,000.00 Broker Comment: THE FINANCIAL ADVISOR VEHEMENTLY DENIES THE ALLEGATIONS OF WRONGDOING ASSERTED BY THE CLIENT. MR. GLAZIER WAS NOT ASKED TO CONTRIBUTE TO THE SETTLEMENT, NOR WAS IT THE FINANCIAL ADVISOR'S DECISION TO SETTLE THE MATTER. IT IS MR. GLAZIER'S UNDERSTANDING THAT THE SETTLEMENT REPRESENTED A BUSINESS DECISION THAT WAS MADE BY THE FIRM TO AVOID THE SUBSTANTIAL COSTS OF LITIGATION.
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