ALFRED PATTERSON GRIFFITH is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1160 MARSH ST STE 200, SAN LUIS OBISPO, CA, 93401.
ALFRED PATTERSON GRIFFITH has worked at WELLS FARGO CLEARING SERVICES, LLC since September 04, 1990
Disclosure History
ALFRED PATTERSON GRIFFITH has 1 Disclosure Event(s).
Date: January 31, 2000 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT HIS EVEREN ACCOUNT WAS MISMANAGED AND THAT EVEREN FAILED TO PROPERLY SUPERVISE THE BROKER HANDLING THE ACCOUNT. Damage Amount Requested: $831,000.00 Damages Granted: $35,000.00 Broker Comment: PER THE NASD ARBITRATION PANEL, ALFRED GRIFFITH SHALL BE SOLELY LIABLE TO PAY THE CLAIMANT $35,000.
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