ALFRED WAYNE SLAYTON is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 13011 Mindanao Way #5, Marina Del Rey, CA, 90292.
ALFRED WAYNE SLAYTON has worked at WESTERN INTERNATIONAL SECURITIES, INC. since August 02, 2016
Disclosure History
ALFRED WAYNE SLAYTON has 3 Disclosure Event(s).
Date: August 22, 2016 Category: Customer Dispute Allegations: FINANCIAL ELDER ABUSE; FRAUD; CONVERSION; CONSTRUCTIVEFRAUD; BREACH OF FIDUCIARY DUTY Damage Amount Requested: $2,000,000.00 Settlement Amount: $15,000.00 Broker Comment: THIS SUIT IS WITHOUT MERIT AND I STRONGLY DENY ALL THE ALLEGATIONS.
Date: September 28, 1982 Category: Employment Separation After Allegations Firm Name: DEAN WITTER REYNOLDS, INC. Termination Type: Permitted to Resign Allegations: N/ARECOMMENDED PRODUCT NOT ON DEAN WITTERAPPROVED LIST. RECEIVED NO COMPENSATION Broker Comment: N/ANot Provided
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