ALFRED JOHN VALENCIA

ALFRED JOHN VALENCIA is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 100 SPECTRUM CENTER DRIVE, SUITE 330, IRVINE, CA, 92618.

ALFRED JOHN VALENCIA has worked at PARK AVENUE SECURITIES LLC since August 22, 2017

Disclosure History

ALFRED JOHN VALENCIA has 2 Disclosure Event(s).

Date: May 01, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: In 2012 I did not have health insurance, went to ER and owed some medical bills.

Date: April 04, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $23,000.00
Judgment/Lien Type: Tax
Broker Comment: In 2003 I was added to a property title to help some family members qualify for a loan, the agreement was my family members would pay the capital gain since they had the gain not me. After sale they did not pay the gain and I was left with the bill. I am working with a tax Attorney and should have everything resolved within the next 6 months.I have a letter of representation I can provide.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALFRED JOHN VALENCIA, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.