ALFREDO GUERRERO

ALFREDO GUERRERO is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 5072 W. PLANO PKWY, SUITE 280, PLANO, TX, 75093.

ALFREDO GUERRERO has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since July 27, 2016

Disclosure History

ALFREDO GUERRERO has 2 Disclosure Event(s).

Date: April 20, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: The bankruptcy was discharged in 03/2012.

Date: November 07, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: AT THE TIME OF MY BANKRUPTCY, I WAS WORKING AS A MORTGAGE LOAN OFFICER. SINCE MANY LENDERS CEASED TO EXIST DURING THIS TIME BECAUSE OF THE ECONOMIC CONDITIONS, I WAS UNABLE TO WORK OR FIND EMPLOYMENT

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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