ALI R SHEMIRANI

ALI R SHEMIRANI is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 7545 ASHWORTH RD, WEST DES MOINES, IA, 50266.

ALI R SHEMIRANI has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 07, 1996

Disclosure History

ALI R SHEMIRANI has 1 Disclosure Event(s).

Date: April 23, 2001
Category: Customer Dispute
Allegations: CUSTOMER'S SON IS ALLEGING FC'S INVESTMENT RECOMMENDATIONS WERE UNSUITABLE. NO DOLLAR FIGURE IS ALLEGED. CLAIMANTS SEEK RESTITUTION.
Broker Comment: THE CLIENT'S ALLEGATIONS WERE FOUND TO BE WITHOUT MERIT AND THE COMPLAINT WAS CLOSED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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