ALIA GREENE

ALIA GREENE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1525 WEST WT HARRIS BLVD BLDG 3, 3RD & 5TH FLS, CHARLOTTE, NC, 28262.

ALIA GREENE has worked at WELLS FARGO CLEARING SERVICES, LLC since December 04, 2015

Disclosure History

ALIA GREENE has 5 Disclosure Event(s).

Date: May 01, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $9,706.00
Judgment/Lien Type: Tax

Date: November 01, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $40,776.00
Judgment/Lien Type: Tax
Broker Comment: I was going through a dispute with an ex-spouse over rights to claim a dependent on a tax return which resulted in underpayment of federal taxes. Payment arrangement is in effect currently. The new balance is 21,000.00

Date: May 21, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $859.00
Judgment/Lien Type: Civil
Broker Comment: I was going through divorce was unaware that my ex spouse did not pay the last month rent on lease agreement. Working with creditor to get this resolved.

Date: October 19, 2006
Category: Judgment / Lien
Judgment/Lien Amount: $11,198.00
Judgment/Lien Type: Civil
Broker Comment: This is an item from my divorce my ex spouse owns the property and I was unaware it was deliquent or that a judgement was submitted. Making arrangements to dispute with creditor

Date: November 29, 2002
Category: Judgment / Lien
Judgment/Lien Amount: $1,826.00
Judgment/Lien Type: Civil
Broker Comment: Was active military and had orders to move so merchandise was returned to creditor. Working with creditor to get this dispute resolved

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALIA GREENE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.