ALICIA MARTINEZ is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 4420 BONITA RD, BONITA, CA, 91902.
ALICIA MARTINEZ has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 03, 2016
Disclosure History
ALICIA MARTINEZ has 12 Disclosure Event(s).
Date: March 15, 2017 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 09, 2017 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: February 14, 2017 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: January 19, 2017 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 16, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 14, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 14, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 12, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 12, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: November 30, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 21, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: January 26, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: AFTER MY DIVORCE, I WAS UNFORTUNATELY LEFT WITH DEBT I COULD NOT PAY ON MY OWN, AND MY ONLY OPTION WAS TO FILE BANKRUPTCY.
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for ALICIA MARTINEZ, click here.
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