Alicia Belle Wolkwitz

Alicia Belle Wolkwitz is currently employed as a Broker and/or Investment Adviser at COWEN PRIME SERVICES LLC located at 599 LEXINGTON AVENUE, 21 floor, NEW YORK, NY, 10022.

Alicia Belle Wolkwitz has worked at COWEN PRIME SERVICES LLC since July 14, 2016

Disclosure History

Alicia Belle Wolkwitz has 1 Disclosure Event(s).

Date: July 30, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $1,517.00
Judgment/Lien Type: Tax
Broker Comment: I just learned about this on March 24, 2016, as I had no idea I owed any outstanding taxes. I intend to pay this off immediately.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Alicia Belle Wolkwitz, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.