ALIDA LYMARI RODRIGUEZ HERNANDEZ

ALIDA LYMARI RODRIGUEZ HERNANDEZ is currently employed as a Broker and/or Investment Adviser at CITI INTERNATIONAL FINANCIAL SERVICES LLC located at PARQUE LAS AMERICAS 1, 235 FEDERICO COSTA STREET - SUITE 101, SAN JUAN, PR, 00918.

ALIDA LYMARI RODRIGUEZ HERNANDEZ has worked at CITI INTERNATIONAL FINANCIAL SERVICES LLC since June 20, 2006

Disclosure History

ALIDA LYMARI RODRIGUEZ HERNANDEZ has 1 Disclosure Event(s).

Date: September 23, 2014
Category: Customer Dispute
Allegations: TIME FRAME: 2001-2006. CLAIMANTS ALLEGE MISREPRESENTATIONS AND UNSUITABILITY IN CONNECTIOS WITH THEIR PURCHASES OF CLOSED-END BOND FUNDS, AND COMMON AND PREFERRED STOCK ISSUED BY TWO PUERTO RICO BANKS.
Damage Amount Requested: $300,000.00
Settlement Amount: $115,000.00
Broker Comment: I REITERATE THAT I DENY ALL ALLEGATIONS. THIS CLAIM WAS MADE SOLELY TO UBS AS CORP AND I WAS NOT MENTIONED AT ALL AS INDIVIDUAL IN THIS CLAIM. I HAVE BEEN MORE THAN 10 YRS WORKING AT ANOTHER FIRM AND ESPECIFICALLY WHEN THIS CLAIM WAS MADE AND THE ACCOUNT IS UNDER THE MANANGEMENT OF UBS ONLY AND ANOTHER FINANCIAL ADVISOR.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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