ALISA CARRIE DAVIS is currently employed as a Broker and/or Investment Adviser at PRAGER & CO., LLC located at ONE MARITIME PLAZA, SUITE 1000, SAN FRANCISCO, CA, 94111.

ALISA CARRIE DAVIS has worked at PRAGER & CO., LLC since October 18, 2012

Disclosure History

ALISA CARRIE DAVIS has 1 Disclosure Event(s).

Date: October 24, 1998
Category: Criminal
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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