ALISA BACHANA JAFFE is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 1800 NORTH MILITARY TRAIL, SUITE 300, BOCA RATON, FL, 33431.
ALISA BACHANA JAFFE has worked at UBS FINANCIAL SERVICES INC. since October 09, 2014
Disclosure History
ALISA BACHANA JAFFE has 1 Disclosure Event(s).
Date: July 15, 2013 Category: Customer Dispute Allegations: Client alleges, inter alia, failure to follow instructions with respect to investments guidelines and gross mismanagement from August 2011 to July 2012. Damage Amount Requested: $400,000.00 Settlement Amount: $27,687.28
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