ALLAN PETER RENTZ is currently employed as a Broker and/or Investment Adviser at KEY INVESTMENT SERVICES LLC located at 55 BURNETT BLVD, POUGHKEEPSIE, NY, 12603.
ALLAN PETER RENTZ has worked at KEY INVESTMENT SERVICES LLC since February 24, 2017
Disclosure History
ALLAN PETER RENTZ has 2 Disclosure Event(s).
Date: October 19, 2016 Category: Employment Separation After Allegations Firm Name: Wells Fargo Advisors, LLC. Termination Type: Voluntary Resignation Allegations: Wells Fargo Bank discovered five instances of online banking activation emails for customers being sent to Mr. Rentz's personal email. Mr. Rentz stated that each identified customer was either a family member or close family friend. Mr. Rentz resigned after being interviewed.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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