ALLAN LEE WRIGHT is currently employed as a Broker and/or Investment Adviser at D.A. DAVIDSON & CO. located at 3210 HILLCREST PARK DRIVE, SUITE 200, MEDFORD, OR, 97504.
ALLAN LEE WRIGHT has worked at D.A. DAVIDSON & CO. since September 09, 2009
Disclosure History
ALLAN LEE WRIGHT has 3 Disclosure Event(s).
Date: May 12, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE HEDGE FUNDS PURCHASED IN THE ACCOUNT WERE NOT APPROPRIATE FOR THE ACCOUNT INVESTMENT OBJECTIVES. DAMAGES UNSPECIFIED 2007-2009.
Date: March 29, 1988 Category: Customer Dispute
Date: August 05, 1986 Category: Customer Dispute Damage Amount Requested: $30,142.00 Damages Granted: $16,000.00 Broker Comment: ON8/5/86, [CUSTOMER] FILED A STATEMENT OF CLAIM FOR NASDARBITRATION IN THE MATTER BETWEEN HERSELF VS. SHEARSON LEHMANBROTHERS INC. AND ALLAN WRIGHT (CASE NO. 86-890). [CUSTOMER]ALLEGED THAT: [1] THE RESPONDENTS WERE NEGLIGENT IN SELECTINGUNSUITABLE INVESTMENTS; AND [2] ALLAN WRIGHT BREACHED HISFIDUCIARY DUTY BY FAILING TO ADVISE [CUSTOMER] TO LIQUIDATECERTAIN INVESTMENTS IN A TIMELY MANNER. THE COMPLAINT RESULTEDFROM $40,000.00 INVESTED BY [CUSTOMER] ON ADVICE OF MR. WRIGHT INENERGY DEVELOPMENT COMPANY'S STOCKS (THE ABOVE MENTIONED$40,000.00 WAS INVESTED IN ENERGY DEVELOPMENT COMPANY IN 7/83.BY 1/86, WHEN [CUSTOMER] SOLD HER INTEREST IN ENERGY DEVELOPMENT,HER INVESTMENT WAS WORTH APPROXIMATELY $10,000.00 FOR A LOSSTOTALING $30,142.00). [CUSTOMER] PRAYED FOR THE RETURN OF THEMONEY LOST IN THE ABOVE REFERENCED INVESTMENT. ** ON 9/19/86,RESPONDENT SHEARSON LEHMAN FILED AN ANSWER TO THE ABOVECOMPLAINT. ** ON 9/3/86, ALLAN WRIGHT FILED AN ANSWER TO THEABOVE COMPLAINT, PRAYING FOR ITS DISMISSAL. ** ON 4/27/87, THEABOVE MATTER WAS HEARD BY THE NASD ARBITRATION PANEL. ** ON7/21/87, THE PANEL, AFTER HAVING CONSIDERED THE PLEADINGS, THEDOCUMENTARY EVIDENCE OF RECORD, THE TESTIMONY OF THE PARTIES ANDTHEIR WITNESSES, AND THE POST-HEARING BRIEFS OF THE PARTIES,DETERMINED IN FULL AND FINAL RESOLUTION OF ALL ISSUES SUBMITTEDFOR DETERMINATION THAT THE RESPONDENTS SHEARSON LEHMAN BROTHERS,INC. AND ALLAN WRIGHT ARE JOINTLY AND SEVERALLY LIABLE AND SHALLPAY TO THE CLAIMANT [CUSTOMER] THE SUM OF $16,000.00. INADDITION, THE PARTIES WERE ORDERED TO BEAR THEIR RESPECTIVECOSTS OF PROCEEDINGS, INCLUDING ATTORNEYS' FEES.8/5/86, [CUSTOMER] FILED A STATEMENT OF CLAIM FOR NASDARBITRATION IN THE MATTER BETWEEN HERSELF VS. SHEARSON LEHMANBROTHERS INC. AND ALLAN WRIGHT (CASE NO. 86-890). [CUSTOMER]ALLEGED
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