ALLEN BOXER is currently employed as a Broker and/or Investment Adviser at FEDERATED SECURITIES, INC. located at 680 PARK AVENUE, HUNTINGTON, NY, 11743.
ALLEN BOXER has worked at FEDERATED SECURITIES, INC. since December 21, 2015
Disclosure History
ALLEN BOXER has 1 Disclosure Event(s).
Date: May 10, 2003 Category: Customer Dispute Allegations: ALLEGATIONS OF CLIENT BEING VICTIMIZED BY MULTIPLE RESPONDENTS, CLAIMING THE CLIENT'S USE OF MARGIN AND A COVERED CALL WRITING STRATEGY WAS UNSUITABLE, OCCURRING 1999 - 2002. Damage Amount Requested: $500,000.00 Settlement Amount: $9,999.00 Broker Comment: THE CUSTOMER DISMISSED ALL CLAIMS VERSUS MYSELF FOR A MINIMUM SETTLEMENT, WHICH I PAID WITHOUT ADMITTING LIABILITY,IN ORDER TO AVOID THE COST OF LITIGATION; CHOOSING TO SETTLE FOR WHAT WOULD BE CONSIDERED NUISANCE VALUE.
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