ALLEN WESLEY CARR

ALLEN WESLEY CARR is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 5001 LOUISE DRIVE, SUITE 300, MECHANICSBURG, PA, 17055.

ALLEN WESLEY CARR has worked at MML INVESTORS SERVICES, LLC since December 01, 1989

Disclosure History

ALLEN WESLEY CARR has 1 Disclosure Event(s).

Date: February 22, 2013
Category: Customer Dispute
Allegations: THE COMPLAINANT ALLEGES THAT IN 2012, THE PRODUCER SOLD HER TWO FIXED ANNUITIES, WHICH DID NOT FIT HER NEEDS AND WERE FUNDED WITH MONIES FROM HER 401K. IT IS ALSO ALLEGED THAT THERE ARE DISCREPANCIES ON THE NEW BUSINESS PAPERWORK.
Broker Comment: THE CUSTOMER WAS ALLOWED TO TRANSFER THE FUNDS OUT. INTERNAL CASE NUMBER 201318313.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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