ALLEN JOSEPH CATALANOTTO is currently employed as a Broker and/or Investment Adviser at BENJAMIN F. EDWARDS & COMPANY, INC. located at 1590 W. CAUSEWAY APPROACH, SUITE 1, MANDEVILLE, LA, 70471.
ALLEN JOSEPH CATALANOTTO has worked at BENJAMIN F. EDWARDS & COMPANY, INC. since March 22, 2013
Disclosure History
ALLEN JOSEPH CATALANOTTO has 2 Disclosure Event(s).
Date: December 03, 2007 Category: Customer Dispute Allegations: CLAIMANT ALLEGED FAILURE TO SUPERVISE. (ACCOUNT OPENED APPROX. 1/2005) Damage Amount Requested: $64,093.91 Settlement Amount: $26,500.00
Date: December 19, 1986 Category: Customer Dispute Allegations: FRAUD IN RELATION TO A LIMITED PARTNERHIPSPONSORED BY MORGAN KEEGAN & COMPANY. ALLEGED DAMAGES:$750,000.00 Damage Amount Requested: $750,000.00 Settlement Amount: $10,000.00 Broker Comment: SETTLED IN AN AMOUNT EQUAL TO THE NUISANCE VALUEOF MORGAN KEEGANTHE CUSTOMER, WHO WAS MORE THAN QUALIFIED, BOUGHTA MORGAN KEEGAN LIMITED PARTNERSHIP WHICH WAS SUITABLE FOR HISINVESTMENT NEEDS. WHEN THE PARTNERSHIP FAILED, HE SUED MORGANKEEGAN AND HIS REGISTERED REP. MORGAN KEEGAN SETTLED FOR ANAMOUNT EQUAL TO THE NUISANCE VALUE OF THE LAWSUIT AND THEREGISTERED REP (CATALANOTTO) WAS NOT PENALIZED IN ANY WAY. SEE ATTACHED LETTER FROM NASD.
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