ALLEN SCOTT PETERS

ALLEN SCOTT PETERS is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806.

ALLEN SCOTT PETERS has worked at CENTAURUS FINANCIAL, INC. since January 18, 2018

Disclosure History

ALLEN SCOTT PETERS has 1 Disclosure Event(s).

Date: March 28, 2011
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES, BREACH OF FIDUCIARY DUTY, BREACH OF WRITTEN CONTRACT, FRAUD BY MISREPRESENTATION AND FAILURE TO SUPERVISE AND CONTROL IN CONNECTION WITH A PURCHASE EFFECTED IN JULY, 2008.
Damage Amount Requested: $100,001.00
Settlement Amount: $45,000.00
Broker Comment: I WAS NAMED SOLELY AS A RESULT OF MY CAPACITY AS AN OFFICER OF CENTAURUS FINANCIAL, INC. I HAD NO DIRECT OR INDIRECT RELATIONSHIP/CONTACT WITH THE CLAIMANT AND I HAVE NEITHER MET NOR EVER SPOKEN TO HER.AS SUCH, I DID NOT CONTRIBUTE OR PARTICIPATE IN SETTLEMENT OF THIS MATTER OTHER THAN AS A SIGNATORY OF THE SETTLEMENT AGREEMENT FOR LEGAL/MUTUAL RELEASE PURPOSES.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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