ALLEN DEAN POE is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 1211 CHEAT ROAD, BOX 507, MORGANTOWN, WV, 26508.
ALLEN DEAN POE has worked at CENTAURUS FINANCIAL, INC. since August 21, 2002
Disclosure History
ALLEN DEAN POE has 3 Disclosure Event(s).
Date: October 08, 2016 Category: Customer Dispute Allegations: CLAIMANT TRANSFERRED THREE INVESTMENT ACCOUNTS TO AXA. IN AUGUST 1999 CLAIMANT ALSO HAD HIS WIFE TRANSFER AN INVESTMENT ACCOUNT TO AXA. ALL ACCOUNTS WERE REGISTERED UNDER A SINGLE ACCOUNT CODE. AXA LATER SPLIT THE ACCOUNTS BASED ON THE REGISTRATION. CLAIMANT ALLEGES THAT THE COMINGLING OF THE ACCOUNTS CAUSED HIS FINANCIAL DAMAGES WHEN HE DIVORCED IN 2010. Damage Amount Requested: $305,665.00 Broker Comment: THE REGISTERED REPRESENTATIVE VEHEMENTLY DENIES ANY WRONGDOING AND INTENDS TO VIGOROUSLY DEFEND THIS MATTER TO THE FULLEST EXTENT.
Date: May 04, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES IN 2001 TO PRESENT, REP MISGUIDED CLIENTS WITH MISREPRESENATION OF EARNINGS CAPABILITIES OF SUB-ACCOUNTS IN VUL POLICY. Damage Amount Requested: $62,300.00 Broker Comment: CLENTS WERE LEFT WITH LITTLE TO NO REPRESENTATION UPON MY LEAVING AXA. ACCOUNTS PERFORMANCE SUFFERED IN LIGHT OF MARKET CONDITIONS IN 2001, 2002 AND 2003.
Date: June 10, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATIONS IN THE SALE OF HIS 1991 VARIABLE LIFE POLICY. DAMAGES ARE UNSPECIFIED. Broker Comment: ALLEGATIONS ARE FALSE. THE FACT IS CLIENT WAS UPSET THAT THE POLICY WE RATED BUT AGREED TO KEEP IT, WE WOULD APPLY FOR A RATE REDUCTION AFTER ONE YEAR, WHICH WE DID, AND HE WAS DENIED. HE KEPT THE POLICY AND WE TRIED AGAIN TO REMOVE THE RATING SERVERAL YEARS LATER AND WAS AGAIN DECLINED.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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