ALLYN LINDLEY DONAUBAUER

ALLYN LINDLEY DONAUBAUER is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 6501 PHOENIX AVENUE, SUITE A, FORT SMITH, AR, 72903.

ALLYN LINDLEY DONAUBAUER has worked at RAYMOND JAMES & ASSOCIATES, INC. since September 05, 2014

Disclosure History

ALLYN LINDLEY DONAUBAUER has 1 Disclosure Event(s).

Date: April 24, 2017
Category: Customer Dispute
Allegations: Fraud by Misrepresentation and Omission & Breach of Fiduciary Duty. Incident date: July 2016 - April 2017.
Damage Amount Requested: $350,000.00
Broker Comment: Civil Litigation DC-17-13491 (filed 10/30/17) is stayed pending arbitration (FINRA 18-00437-filed 2/1/18).

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ALLYN LINDLEY DONAUBAUER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.