BrokerSearch
ALLYSON LINDSAY BUCHANAN is currently employed as a Broker and/or Investment Adviser at GUGGENHEIM FUNDS DISTRIBUTORS, LLC located at 227 WEST MONROE STREET, 7TH FLOOR, CHICAGO, IL, 60606.
ALLYSON LINDSAY BUCHANAN has worked at GUGGENHEIM FUNDS DISTRIBUTORS, LLC since August 21, 2014
ALLYSON LINDSAY BUCHANAN has 1 Disclosure Event(s).
Date: August 16, 2003All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for ALLYSON LINDSAY BUCHANAN, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.