ALP KEMAL ONDER

ALP KEMAL ONDER is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 31500 NORTHWESTERN HIGHWAY, SUITE 150, FARMINGTON HILLS, MI, 48334.

ALP KEMAL ONDER has worked at RAYMOND JAMES & ASSOCIATES, INC. since June 17, 1998

Disclosure History

ALP KEMAL ONDER has 1 Disclosure Event(s).

Date: June 20, 2002
Category: Customer Dispute
Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $10,000 OR MORE** ***FAILURE TO FOLLOW INSTRUCTIONS***CLIENT ALLEGES HE DISCUSSED SELLING A STOCK AT A SPECIFIC PRICE, BUT THE FA FAILED TO FOLLOW HIS INSTRUCTIONS. THE FA NOTIFIED THE CLIENT HE COULD NOT ENTER STOP LOSS ORDERS ON OTC STOCKS AND THERE WAS NOT A FIRM ORDER. ALLEGED AMOUNT IS $32,700.00
Damage Amount Requested: $32,700.00
Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED MORE THAN 24 MONTHS AGO AND DID NOT SETTLE FOR $10,000 OR MORE**

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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