ALPHONSO RAGLAND is currently employed as a Broker and/or Investment Adviser at HILLTOP SECURITIES INDEPENDENT NETWORK INC. located at 6936 HELSEM WAY, DALLAS, TX, 75230.
ALPHONSO RAGLAND has worked at HILLTOP SECURITIES INDEPENDENT NETWORK INC. since January 31, 1997
Disclosure History
ALPHONSO RAGLAND has 2 Disclosure Event(s).
Date: January 10, 1992 Category: Customer Dispute Allegations: ALLEGATIONS OF FRAUD AND MISREPRESENTATIONS,UNSUITABLE SECURITIES AND COMMODITIES TRANSACTIONS FOR$138,000.00 PLUS PUNITIVE. Damage Amount Requested: $138,000.00 Damages Granted: $90,000.00 Broker Comment: SEE ABOVE (8b)UNDERSIGNED STILL FEELS THAT THE CLAIM WASUNFOUNDED AND WITHOUT ANY MERIT. ONLY EXPLANATION FOR RESULTWAS SYMPATHY FOR CLAIMANT.
Date: September 07, 1972 Category: Regulatory Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Resolution: Decision SanctionDetails: Sanctions: Censure Broker Comment: NOT PROVIDED
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