ALTHEA JAYNE KEARNEY

ALTHEA JAYNE KEARNEY is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 100 HOWE DRIVE, COVINGTON, KY, 41015.

ALTHEA JAYNE KEARNEY has worked at FIDELITY BROKERAGE SERVICES LLC since January 25, 2016

Disclosure History

ALTHEA JAYNE KEARNEY has 4 Disclosure Event(s).

Date: November 24, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 23, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 06, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 04, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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