ALVA L GRIER is currently employed as a Broker and/or Investment Adviser at PROEQUITIES, INC. located at 19460 KNOWLTON, APT. 307, STRONGSVILLE, OH, 44149.
ALVA L GRIER has worked at PROEQUITIES, INC. since January 29, 2018
Disclosure History
ALVA L GRIER has 3 Disclosure Event(s).
Date: October 21, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 10, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Not exactly sure of the final amount. Charged off $5288.00.
Date: June 26, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THE REPRESENTATIVE'S RECOMMENDATIONS TO PURCHASE A VARIABLE LIFE INSURANCE POLICY IN JULY 2000 AND TWO VARIABLE ANNUITIES IN SEPTEMBER 2000 WAS NOT IN HER BEST INTEREST. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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